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21	CUSTOMER INFORMATION SUMMARY PERSONAL ACCOUNT This is a record of the information that you provided us online. Please check for completeness and accuracy. Should you find everything in order, please affix your signature Add to Reading List Source URL: www.abcapitalsecurities.com.ph Language: English - Date: 2016-07-20 23:58:23 Finance Economy Money Financial markets Stock market Margin Short Order Electronic communication network Direct market access Investment broker Demat account
22	SEC-Required Public Report on Routing of Customer Orders for Quarter Ending June 2016 Add to Reading List Source URL: www.wellsfargoadvisors.com Language: English - Date: 2016-07-26 15:11:12 Financial markets Financial services Primary dealers Stock market Investment banks Wells Fargo Citigroup Order Broker-dealer UBS New York Stock Exchange Dark liquidity
23	Private Banking pos black [Converted] Add to Reading List Source URL: www.nordeaprivatebanking.com Language: English - Date: 2016-06-01 04:42:44 Financial markets Stock market Financial regulation Best execution Markets in Financial Instruments Directive Nordea Order Contract for difference Derivative Investment broker Saxo Bank
24	MEDIA RELEASE Instinet Offers Integrated Access to Luminex Buyside Liquidity Tools through Newport® 3 NEW YORK – May 3, 2016 – Instinet Incorporated (Instinet) today announced that its US brokerage subsidiary, Inst Add to Reading List Source URL: www.nomuraholdings.com Language: English - Date: 2016-05-05 20:34:29 Stock market Nomura Computer networking Instinet Financial markets Financial services Inet Nomura Group Broker-dealer Dark liquidity
25	Stock Transfer Procedure Jubilee Women’s Center uses Morgan Stanley for all stock transfers. 1. Please inform Jubilee Women’s Center staff of the expected stock transfer date and amount. 2. After you or your broker n Add to Reading List Source URL: www.jwcenter.org Language: English - Date: 2016-01-27 20:34:23 House of Morgan Mitsubishi UFJ Financial Group Morgan Stanley Depository Trust & Clearing Corporation Stock Jubilee Silverdale
26	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-02 16:10:56 Financial markets Stock market 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission International Securities Exchange Futures contract Broker-dealer Short Securities regulation in the United States Security
27	Rules Relating to Accounts Introduced by Other Brokers or Dealers 17 C.F.R. §§Adopted October 1978 Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-07-05 15:13:24 Self-regulatory organizations United States securities law Investment Securities Investor Protection Corporation Stock market Security Financial markets Net capital rule Broker-dealer
28	Twelve Steps to Assure a Successful Sale By Valerio L. Giannini The basic error made by most private companies is not beginning early enough to prepare for an eventual sale. The result can be a lot of dollars left on the Add to Reading List Source URL: 1y6fhk33tp924ee3v1xqwb0zar.wpengine.netdna-cdn.com Language: English - Date: 2015-04-08 16:00:34 Corporate finance Market value Auction Factoring Futures contract Stock Business broker Mergers and acquisitions
29	ALABAMA SECURITIES COMMISSION POLICY STATEMENT CONCERNING LIMITED OFFERING EXEMPTION FILINGS MADE PURSUANT TO SEC RULES 504, 505 AND 506 OF REGULATION D Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-22 17:15:09 U.S. Securities and Exchange Commission Financial markets SEC filings United States securities law Stock market Regulation D Form D National Securities Markets Improvement Act Security Broker-dealer Securities market Securities Act
30	Mariana Capital Markets LLP Order Execution Policy 1. Add to Reading List Source URL: www.marianainvestments.com Language: English - Date: 2016-06-15 09:55:04 Financial markets Stock market Financial regulation Best execution Markets in Financial Instruments Directive Contract for difference Order Multilateral trading facility Algorithmic trading Direct market access Derivative Investment broker

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